Regulator Dialogue (CO, OR)
Session Description
Financial regulation impacts all aspects of credit union operations. Hear from your state’s financial regulators about the changing regulatory landscape, examination trends, and insight into programmatic improvements that will streamline exams and improve communication. You will have the opportunity to ask questions, offer suggestions, and provide feedback during this interactive session.
Key Takeaways
- Be better prepared for exams
- Learn about changing rules and regulations
- Engage directly on the topics most interesting to you
Audience/Content Track
- Advocacy
- Board of Directors
- CEOs
- Compliance Management
- Executives
- Risk Management
CPE Credit Information
Regulatory Ethics: This field of study deals with the necessary ethical background knowledge required to adhere to rules and regulations of state licensing bodies, other governmental entities, membership associations and other professional organizations or bodies. Creating an ethical framework is absolutely necessary to be able to sort through professional dilemmas. This curriculum covers the needs of licensees in public practice, industry and government.
CPE Credit Offered: 1.0
Field of Study: Regulatory Ethics – Technical
Delivery Method: Group Live
Prerequisites: None
Event Date / Time
October 16th from 11 am — 12 pm
Location
OR Convention Center
C123-124
Speakers
Chief of Regulation and Supervision, CU Program
Financial Services Commissioner